= 1 and c = 1. The tension of the string can be estimated from the strength of the force transmitted by the graviton. It is inversely proportional to the strength of the gravitational constant by the formula (
c5/G)1/2 = 1.22x1019 Gev (the point particle approximation corresponds to higher tension in the string). However, it is thought that, this colossal energy may be cancelled largely by the vacuum energy. The net result becomes the observed mass of the elementary particles (it is the vibrational pattern that determine the type of particle). The massless graviton can be constructed simply as the lowest string state. But it is not that easy to
arrive at the correct mass for massive elementary particles. Moreover, the vacuum energy estimated by the string theory (and quantum field theory for that matter) is too large in comparison with the observed value derived from cosmic acceleration (the cosmological constant). For particle physics, the failure to derive the correct vacuum energy is unsatisfying, but it is fatal for the string theory, which is purported to be a "Theory Of Everything". The superstring theory contains another fault (or virtue depending on point of view) - it gives rise to an infinite number of different configurations (universes) that don't have the same vacuum energy. According to the "anthropic principle" (which simply states: "it is there because we are here"), we are living in just the right one with exceptionally low vacuum energy out of the many others in the multiverse.
(
,
), where
= 0, 1, 2, ... D-1, the 0th index denotes the time component; the rest are treated as spatial components,
is a space-like parameter, and
is a time-like parameter. All the real action takes place on the (
,
) surface - the inner spacetime (worldsheet). The processes are then translated into events occurring in the ordinary spacetime X
- the outer spacetime. The string degrees of freedom X
(
,
) trace out a
![]() |
curve as varies at fixed . The curve may be open or closed and varies within a range between 0 and as the string is traced out from one end to the other for an open string, or 0 to 2 round the circle for a closed string. The string sweeps out a worldsheet as varies from one instant to another. However, these two parameters have nothing whatsoever to do with the real space and real time. Since nobody has ever seen or detected this artificial space-time, they have to be hidden from the observables in a theory, and thus the requirement of reparametrization invariance. It turns out that such theory can be formulated only with the one-dimensional string within the framework of artificial space-time.
|
Figure 01a String, World Sheet [view large image] |
= 1, c = 1):


,
= (0, 1) = (
,
), are coordinates on the world-sheet. The requirement of the invariances largely determines the form of the action. Reparametrization invariance is to ensure that physics doesn't change with relabelling of these coordinates.
![]() |
The Lorentz transformation in special relativity has been generalized to D-dimensions. The requirement of Lorentz covariant is to make sure that the superstring theory behaves the same in all inertial frames. Just as in gauge field theory or general relativity, there are fewer independent dynamical degrees of freedom than appear explicitly in the action. The degrees of freedom in the formulation can be reduced via the requirement of conformal invariance under the conformal transformation (Figure 01b), which rescale the world sheet metric. Such change in topology makes it feasible to evaluate string diagrams. Among other things this makes it possible to compactify the world sheet, closing off the holes corresponding to incoming and outgoing strings. For example, a world sheet with one incoming and one outgoing string (as in (a) of Figure 01b) can be conformally mapped to the plane of (a') with the incoming string appearing at the origin and the outgoing string at infinity (not shown) or to the sphere of (a") with the incoming and outgoing strings appearing at the south and north poles¶. The external string states in (b) of Figure 01b with four awkward legs are projected to points as indicated in (b'). By a suitable choice of gauge (known as covariant or conformal gauge with in the following case - a gauge is a mathematical device to fix the redundant degrees of freedom), the string equations of
|
Figure 01b Conformal Trans- formations [view large image] |
motion can be derived by varying X to minimize the action S, thus we obtain: |
![]() |
---------- (2) |
. The number of such equation is equal to "D" - the dimension of the coordinate system. The degree of freedom X
is independent of each others.
to minimize the action, more equations can be derived in the form:
![]() |
---------- (3) |
and
respectively.
may be interpreted as the energy-momentum tensor for a two-dimensional field theory of "D" free scalar field X
.
(
+
,
) = X
(
,
) is:![]() |
---------- (4) |
T)-1/2 (sometimes it is taken to be 1), and n can be a positive or negative integer except zero. The solution has been separated into the sum of a "right-mover" part (the first term) and a "left-mover" part (the second term) as they move in opposite directions. Each part consists of two terms corresponding to the motion of the center-of-mass, and a sum of oscillators with associated coefficients designated as
n
and
n
. ![]() |
is: |
![]() |
---------- (5) |
![]() |
![]() |
X0 = (l2p0) ![]() X1 = R cos(2 )X2 = R sin(2 )where p0 = iE, and R ~ Rcos(2 ) near ~ 0 is the radius of the cylinder. The energy-momentum tensor defined in Eq.(3) yields the relation E = 2 RT confirming that T is indeed the energy per unit length of the string. Figure 02a shows the world sheet swept out by this closed string for a small interval of in the form of cylindrical surface. In general, the |
Figure 02a Closed String |
Figure 02b Vibrating String [view large image] |
closed string will vibrate in the three dimensional space (X1, X2, X3) in various harmonic modes (see Figure 02b). |
![]() |
X0 = (l2p0) ![]() X1 = (l ) cos( )cos( )X2 = (l ) cos( )sin( )The energy-momentum tensor defined in Eq.(3) yields the relation E2 = ( /l)2 for this case.
As the total angular momentum is given by the formula: , it follows that J = 2/2 for this case of spinning string. Thus J / E2 = 1/2 T, which can be
|
Figure 02c Open String |
identified as the Regge slope in Figure 03b. Furthermore, since the velocity of the string V can be computed from the formula: V = {| X1/ X0|2 + | X2/ X0|2}1/2 = |cos( )| , |
= 0, and
) move at the speed of light (recalling that c = 1 in the unit using here). Figure 02c shows the rotating open string, and the world sheet it sweeps out in the form of helical surface.
, i.e., P
, which is defined as:![]() |
(which is defined as the integrand in Eq.(1)). |
The spectrum of states is calculated from the Hamiltonian: ![]() |
---------- (16) |
For a closed string it takes the form: ![]() |
---------- (17) |
For an open string: |
---------- (18) |
|
---------- (19) |
---------- (20) |
---------- (21) |
= 1, ..., D-2. There is no more time component and thus no more ghost states. In the light cone gauge the energy-momentum tensor can be defined as T++ = ( T00 + T01) / 2, and T-- = ( T00 - T01) / 2. The commutative relation for T++ has the form:
|
---------- (22b) |
>. Since the mass square M2 = p
p
, the constraint in Eq.(3) yields the following formula for the closed string after integrating over
from 0 to
and evaluating at
= 0:
|
---------- (22c) |
|
---------- (22d) |
![]() |
![]() |
It was found in the 1960s that the spin (or angular momentum) of a family of resonances (short-lived elementary particles) is related to the square of mass by a simple line on a graph, which is known as Regge trajectory. Figures 03a and 03b show the theoretical derivation of such relationship for a few low-lying string |
Figure 03a Regge Trajectories, closed string [view large image] |
Figure 03b Regge Trajectories, open string [view large image] |
states of the closed and open strings respectively. |
n+
's, or an+
's (
= n1/2a) as components of vector, then following the rule of tensor calculus, the "outer product" such as a+
a+
is a tensor of rank 2. Conversely, the "inner product" (contraction) of two vectors such as k
a+
lowers the rank 1 vectors to a scalar with rank 0. All the bosonic spin states can be constructed from this scheme in accordance with Eq.(19). The value of M2 corresponding to the various string states are computed from either Eq.(22c) or (22d) with the pairs of
's acting as number operator. Table 01 shows many of the low-lying string states as depicted in | String Type | String State | Spin | M2 | Name |
|---|---|---|---|---|
| Open | ![]() |
0 | -2 | vacuum with tachyon |
| Open | ![]() |
0 | 0 | massless scalar |
| Open | ![]() |
0 | 2 | massive scalar |
| Open | ![]() |
1 | 0 | massless vector (photon) |
| Open | ![]() |
1 | 2 | massive vector |
| Open | ![]() |
2 | 2 | massive spine-2 |
| Closed | ![]() |
0 | -8 | vacuum with tachyon |
| Closed | ![]() |
0 | 0 | massless scalar |
| Closed | ![]() |
2 | 0 | massless spin-2 (graviton) |
(
,
) to a fermionic partners 
(
,
), which are two-component world sheet spinors. The action S consists of three parts:
and
), it introduces an extra term, which is cancelled by S1 -
This cancellation scheme in turn gives another extra term, which is finally cancelled by S2 -

is the supercurrent. Eqs.(29) and (30) amount to the constraint equations, which reduce the degrees of freedom in the theory. The solutions for the bosonic string are similar to those Eqs.(4) and (5). The fermionic degrees of freedom can also be separated into right and left-movers, such as:

is the Dirac spinor with 2D/2 components (in a single-column matrix). It can be decomposed into two Weyl spinors
R
and
L
. If the space-time dimension is taken to be D = 10, then there are 32 components for the Dirac spinor, and 16 each for the Weyl spinors. In the Type IIA and IIB theory, these Weyl spinors have opposite and same chiralities respectively. The Heterotic theories have only one copy of the Weyl spinors. The Type I theory is derived from the Type IIB theory by taking one copy from its even parity sector (and adding open strings and Chan-Paton factors to cancel anomalies). |
for closed strings; |
|
for open strings. |

and
. For the open superstring, the mode expansions of the right and left movers are not independent of each other, i.e.,
=
,
=
, and the "2n or 2r" in Eqs.(31) and (32) is replaced by "n or r" in the exponent. There is also an additional factor of 1/21/2.
)
R or L):

+ = (
0 +
D-1)/(2)1/2,
- = (
0 -
D-1)/(2)1/2 ---------- (37)
+ = 0; while
- can be expressed in terms of the transverse degrees of freedom with
= 1, ..., D-2. Once again, there is no more time component and thus no more ghost states. However, in this case the removal of anomaly demands the dimension of the coordinate system to be ten, i.e., D = 10 (instead of D = 26 for the bosonic string). Tachyon also occurs in the super-string theory. The GSO projection is used to impose extra restriction for the removal of some unwanted states including the tachyon. Following the same procedure as in the case of bosonic string, the mass sqaure for the superstring is:
![]() |
![]() |
Considering the simple example of a bosonic string with one dimension (for both right and left movers) compactified on a circle, say X25 in a form similar to Eq.(4) with = 25. Therefore, the value of a point in X25 must satisfy:x25 = x25 + 2 nR ---------- (40)
|
Figure 04a One Dimension Compactification |
Figure 04b Modes of Motion for Strings |
where R is the radius of the circle, and n is any integer known as winding number for the string configuration (Figure 04a). The momentum p25 is then constrained by the requirement that exp(ip25x25) should be single valued (see also 5-D Space-time). |
= 0, 1, ..., 24; the 25th one can be expressed as:


= 1, and m = n = 0. They are constructed by taking one index to be associated with the 25-dimensional space-time and the other with the compactified dimension:
= 0, m = n =
1, and R = 1 / (2)1/2. This is purely a stringy phenomenon depending on the existence of winding number. If the state with a particular pair of m and n is denoted by |m,n>, then four extra massless vectors can be constructed according to the different combination of m and n:
|
---------- (53a) ---------- (53b) ---------- (53c) |
|
---------- (53d) ---------- (53e) |




/3) referred to as the point group as shown in Figure 05. The diagram actually shows a two-dimensional orbifold surface. By combining
![]() |
![]() |
three such orbifolds together, it is possible to generate a six-dimensional space with 3 X 3 X 3 = 27 singular points, which can be identified to the 27 fermionic fields in the E6 group. In this way, one of the E8 in the 16-dimansional compactification breaks correctly into SU(3) and E6. The E6 itself has yet to be broken into an even finer structure. It turns out that the orbifold predicts |
Figure 05 Orbifold [view large image] |
Figure 06 Calabi-Yau Manifolds [view large image] |
36 generations of elementary particles. This is clearly far too many (for the observed 3 generations), but at least the theory is on the right track. |
![]() |
a family of lowest-energy string vibrations associated with each hole in the Calabi-Yau portion of space. Because the familiar elementary particles should correspond to the lowest-energy oscillatory patterns, the existence of multiple holes means that the patterns of string vibrations will fall into multiple families. If the curled-up Calabi-Yau has three holes, then we will find three families of elementary particles as observed. Unfortunately, the number of holes in each of the tens of thousands of known Calabi-Yau shapes spans a wide range from 3, 4, 5, 25, ... 480. |
Figure 07 Calabi-Yau Holes [view large image] |
The problem is that at present no one knows how to deduce from the equations of string which of the Calabi-Yau shapes constitutes the extra spatial dimensions. The properties of the force and matter particles can be extracted from the boundaries of the various multidimensional holes, |
![]() |
R , and L have same chirality. Gauge invariance can be added into the theory by attaching charges at the end of open strings (the charges are distributed on closed strings). The gauge group must be SO(32) in order to cancel all anomalies. The |
Figure 08 Types of Superstring Theory [view large image] |
strong coupling limit of the Type I string theory is identical to the weak coupling limit of the Heterotic-O theory. Type I string theory contains D-branes with 1, 5, and 9 spatial dimensions. |
R
, and
L
. If we choose them to have opposite chirality, then we have the Type IIA string. This is the only theory that is non-chiral (and thus not corresponding correctly to the physics of the real world). In the zero-slope limit (of the Regge trajectory), when only the massless sector of the theory survives, the theory reduces to the point particle N = 2, D = 10 supergravity theory, where N is the number of supersymmetry generators creating 2N helicity states (N = 8 seems to be the limit beyond which particles with spin greater than two has to be included and the theory becomes inconsistent). Type IIA string theory contains D-branes with 0, 2, 4, 6, and 8 spatial dimensions.
R
, and
L
. In the zero-slope limit, there does not exist any known covariant version of this theory. It seems that the type II string (both A and B) cannot describe the physical SU(3) x SU(2) x U(1) symmetry of the low-energy universe. By compactifying from ten dimensions to four dimensions, the type II string can introduce a wide array of symmetries, but none of them seems to fit the description of this world. Type IIB string theory contains D-branes with -1, 1, 3, 5, 7, and 9 spatial dimensions.
called dilaton. It can be shown that the Type IIB theory is invariant under a global transformation by the group SL(2,R) with the dilaton field transforming as
-
. Since the gravitational coupling constant G = e
, the Type IIB theory thus appears to be unchanged when the strong and weak couplings are interchanged. Again, a more complicated argument shows that similar kind of interchange exists between the SO(32) and Type I superstrings.![]() |
strings stretch into two-dimensional membranes. In the IIA case the eleventh dimension is a tube, whereas in the HE case it is a cylinder (see Figure 09). Moreover, through a more or less intricate sequence of duality relations involving both the string coupling constants and the detailed form of the curled-up spatial dimensions, we can smoothly and continuously move from one string theory to any other. Thus, all the five string theories involve two-dimensional membranes, which become apparent in the strong coupling limit and show up in the 11th dimension. |
Figure 09 U Duality |
![]() |
some p-dimensional subspace of the nine space dimensions in the theory. For example, in a solution with electric charge, if the enrgy density in the electromagnetic field was distributed along a line in spacetime, this one-dimensional line would be considered a p-brane with p=1. Figure 10 shows our 3-brane world (blue line) embedded in a p-brane (green plane, p = d11 + 3), along which the light described by open strings propagates, as well as some transverse dimensions (yellow space), where only gravity described by closed strings can propagate. In most respects p-branes appear to be on an equal |
Figure 10 p-brane |
footing with strings. It has been shown that a p-brane wrapped around a curled-up region of space acts like a particle; thus drastically increases the number of ways the new vacua can be constructed. A p-brane expanding infinitely far in some spatial directions can act |
![]() |
![]() |
a closed string (graviton) can interact with a D2-brane. Notice how the closed string becomes an open string with endpoints on the D-brane at the intermediate point in the interaction. Compacti-fication of the 11 dimension will generally produce |
Figure 11a D-brane |
Figure 11b D-brane Inter- action [view large image] |
even dimensional D-branes for the Type IIA string, and odd dimensional D-branes for the Type IIB string (see Figure 08). M-theory contains only 5-branes, membranes, and gravitons. |
![]() |
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There are at least three theories for producing long thin and heavy cosmic string from the early universe. It is used to explain the identical images such as the CSL-1 (Figure 11d). 1. Force fields pointing to different directions were frozen into long string during the phase transitions as the universe cooled down rapidly after the initial inflation. It is similar to the cracking ice and defects formed in liquid helium and superconductor. 2. Superstring theorists have found that by wrapping the extra dimensions in a special way, the tiny superstring could be inflated into the cosmic string. 3. Another explanation involves a D-brane, which intersect with only one dimension of our universe. As a result, it looks like an |
Figure 11c CSL-1 |
Figure 11d Cosmic String Models [view large image] |
one dimensional object. The energy within distorts the space around and bends the light from more distance galaxies to produce the double images. |
![]() |
cosmic strings are boundless in length, stretched by cosmic expansion across the universe. They are characterized by huge linear density of 1 million metric mega-tons per centimeter. If a cosmic string runs between the Milky Way and another galaxy, light from that galaxy would go around the string symmetrically, producing 2 identical images near each other in the sky as shown by CSL-1. Figure 11e depicts a simulation of the evolution of cosmic strings from the radiation-dominated universe (left) to the matter |
Figure 11e Cosmic Strings |
dominated era (right), which shows a much lower density of both long strings and loops, and fewer wiggles in the long strings. |
![]() |
compute the low energy mass by cancellation with the negative energy from vacuum fluctuation. A noticeable success is the prefect cancellation for graviton. Cancellation to such a high level of precision is generally beyond theoretical capability at present. Figure 12 shows the large gap between the Planck mass and the mass of known particles. There is "nothing" in this enormous region labelled "energy desert". Note |
Figure 12 Mass/Energy Scale |
that the mass/energy is referred to binding energy for some composite systems such as molecules, atoms, and nuclei. |
![]() |
|
Figure 13 Large Dimensions |
![]() |
![]() |
definitive information about four-dimensional vacua, they have already clarified much of the nonperturbative nature of string theory in 10, 8, and even 6 dimensions, giving us a complex web of dualities between different string compactifications. |
Figure 14 String Inter- actions [view large image] |
Figure 15 Sum of Interactions |


, it becomes a continuous function of X . Thus while in the first quantization the basic object is Xi, which represents just one possible configuration of the string; the string functional is simultaneously a fucntion of every point along the string. Now the Hamiltonian H takes the form:
and Pi=
are the canonical momenta conjugate to Xi.
- evidence for theory,
- against theory):![]() |
3. It is suggested that string theory has already been tested by the RHIC, which produced liquid quark-gluon plasma as predicted by the string theory. According to the holographic conjecture, such plasma in three dimension should correspond exactly to a black hole in the higher dimensional space. It has been shown that the property of the liquid plasma is described by the same equations as a higher dimensional black hole. 4. Inflation generated ripples through space-time with imprint of these primordial gravitational waves in the CMBR (Cosmic Microwave Background Radiation). String theory sets a limit on the strength of such waves. If it is too energetic, the six curled-up dimensions posited by string theory would have unfurled and grown just |
Figure 16 Tests for String Theory [view large image] |
as large as the three we see around us. This is a test that can falsify the string theory if strong gravitational waves are detected in CMBR. On the other hand, the lack of CMBR gravitational wave can falsify the theory of inflation. |
< z <
, and 0
< 2
the metric is in the form:
2,
/2) with 0 <
<
,
)-2 d
2 + d
2].
= sin2
.
2 + sin2
d
2),
, +
correspond to
= 0,
, i.e. the north and south poles of the 2-sphere, as shown in Figure 01b diagram a".